Enter your email Address

Skip to content
RegTech Consulting, LLC
  • Home
  • About
    • Contact
  • Services
    • BSA Officer Coaching
    • Director Support
    • Crisis Management
    • Program Reviews
    • FinTech Due Diligence
    • Compliance for Marijuana Businesses
  • News
    • AML Regulations and Enforcement Actions
    • Beneficial Ownership & Customer Due Diligence
    • Cannabis/Marijuana
    • Crypto & Blockchain
    • FinTech, Financial Crimes, and Risk Management
    • General Business, Risk, and Life
    • Money Laundering & Terrorist Financing – General
  • RTC Journal
  • 0

Category: FinTech, Financial Crimes, and Risk Management

February 5, 2020February 5, 2020

OCC Comptroller Talks About AML “False Negatives” and Technology

AML Regulations and Enforcement Actions by Jim Richards0 comments

Whether “False Negatives” or “False Positives”, the Answer May Not Lie Just in New or Improved Technologies, but in an […]

Read more>>
January 7, 2020

FinCEN’s BSA Value Project is A Year Old … How Is It Going?

FinTech, Financial Crimes, and Risk Management by Jim Richards0 comments

In January 2019, FinCEN launched its “BSA Value Project” – an effort to “catalogue the value of BSA reporting across […]

Read more>>
November 21, 2019November 21, 2019

Like Sam Loves Free Fried Chicken, Law Enforcement Loves “Free” Suspicious Activity Reports … But What If Law Enforcement Had to Earn the Right to Use the Private Sector’s “Free” SARs?

AML Regulations and Enforcement Actions by Jim Richards0 comments

“Well, I’m here in the freezing cold getting’ free chicken sandwiches. Because the food tastes great. I mean, it’s chicken. […]

Read more>>
November 11, 2019November 12, 2019

A Bank’s Bid for Innovative AML Solutions: Innovation Remains A Perilous Endeavor

FinTech, Financial Crimes, and Risk Management by Jim Richards0 comments

One Bank Asked the OCC to Have an “Agile Approach to Supervisory Oversight” On September 27, 2019 the OCC published […]

Read more>>
October 28, 2019October 9, 2021

The Current BSA/AML Regime is a Classic Fixer-Upper … and Here’s Seven Things to Fix

FinTech, Financial Crimes, and Risk Management by Jim Richards0 comments

There is a lot of media attention around the need for a new way to tackle financial crimes risk management. […]

Read more>>
August 19, 2019August 19, 2019

FinCEN’s BSA Value Project – An Effort to Provide Actionable Information for SAR Filers

AML Regulations and Enforcement Actions by Jim Richards0 comments

Two Million SARs are Filed Every Year … But Which Ones Provide Tactical or Strategic Value to Law Enforcement? On […]

Read more>>
August 19, 2019August 22, 2019

The WayBack Machine … and the Marihuana Problem in New York (circa 1944) – updated with the OFAC Fentanyl Drug Trafficking Organization Designation of August 21, 2019

Cannabis/Marijuana by Jim Richards0 comments

One of the greatest investigative tools available today is the Internet Archive, a “non-profit library of millions of free books, […]

Read more>>
June 5, 2019

BSA Reports and Federal Criminal Cases – What’s the Connection?

FinTech, Financial Crimes, and Risk Management by Jim Richards0 comments

54,000 Federal Criminal Cases … and 20,000,000 BSA Reports If the question is “how many BSA reports are used in […]

Read more>>
May 30, 2019May 30, 2019

Artificial Intelligence – Who Is On The Hook When Things Go Wrong With Your AI System? You Are!

FinTech, Financial Crimes, and Risk Management by Jim Richards0 comments

“Organisations and individuals developing, deploying or operating AI systems should be held accountable for their proper functioning” For all the […]

Read more>>
May 26, 2019May 26, 2019

BigTech, FinTech, and the Battle Over Financial Services

FinTech, Financial Crimes, and Risk Management by Jim Richards0 comments

BigTech vs FinTech – Which Will Replace Traditional Banks? Two recent papers have looked at the attributes, relative strengths and […]

Read more>>

Posts navigation

Older posts
Newer posts

Recent Posts

  • Richards Comments on Proposed Beneficial Ownership Access Rule – December 2022
  • BSA, Bittner, and FBARs – Forty Questions from The Supremes
  • Beneficial Ownership Database – Now That We Know What Goes In, Let’s Turn to What Will Come Out
  • Beneficial Ownership Information Reporting – Will it Reduce Financial Crimes?
  • BSA/AML Policies and Procedures – What Can We Learn From Mary Berra and the Founding Fathers?

Archives

  • December 2022
  • November 2022
  • October 2022
  • September 2022
  • August 2022
  • July 2022
  • June 2022
  • March 2022
  • February 2022
  • November 2021
  • July 2021
  • March 2021
  • January 2021
  • December 2020
  • November 2020
  • October 2020
  • August 2020
  • July 2020
  • June 2020
  • May 2020
  • April 2020
  • March 2020
  • February 2020
  • January 2020
  • November 2019
  • October 2019
  • September 2019
  • August 2019
  • July 2019
  • June 2019
  • May 2019
  • April 2019
  • March 2019
  • February 2019
  • January 2019
  • December 2018
  • November 2018
  • September 2018
  • August 2018
  • July 2018
  • June 2018
  • May 2018
  • April 2018

Categories

  • AML Regulations and Enforcement Actions
  • Beauty
  • Beneficial Ownership & Customer Due Diligence
  • Cannabis/Marijuana
  • Crypto & Blockchain
  • FinTech, Financial Crimes, and Risk Management
  • General Business, Risk, and Life
  • Money Laundering & Terrorist Financing – General
  • RegTech

Meta

  • Log in
  • Entries feed
  • Comments feed
  • WordPress.org
© Copyright 2023 RegTech Consulting | Powered by Tenaya360