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Program Reviews

Federal banking regulations require that every financial institution have a written, board-approved BSA/AML compliance program "reasonably designed to assure and monitor compliance with the recordkeeping and reporting requirements" of Title 31. It must be risk-based, and include a customer identification program. It must cover all of the required pillars (four if you're looking at the OCC, FDIC, and Federal regulations … five if you're looking at FinCEN's rules and SEC guidance).

Bring the expertise and perspective of 20+ years of experience as a large bank BSA Officer to your program … Learn the secrets of turning a regulatory requirement into a dynamic, living document that becomes your most effective risk management tool.

Click HERE to Contact us about our Program Review Services