Skip to content
RegTech Consulting, LLC
  • Home
  • About
    • Contact
  • Services
    • BSA Officer Coaching
    • Director Support
    • Crisis Management
    • Program Reviews
    • FinTech Due Diligence
    • Compliance for Marijuana Businesses
  • News
    • AML Regulations and Enforcement Actions
    • Beneficial Ownership & Customer Due Diligence
    • Cannabis/Marijuana
    • Crypto & Blockchain
    • FinTech, Financial Crimes, and Risk Management
    • General Business, Risk, and Life
    • Money Laundering & Terrorist Financing – General
  • RTC Journal
  • 0

Month: January 2019

January 28, 2019May 26, 2019

Regulatory Lag & Drag – Are There FinTech Solutions?

FinTech, Financial Crimes, and Risk Management by admin0 comments

The RegTech, SupTech, and FinTech communities are focused on developing new technologies to speed up, simplify, and streamline financial institutions’ […]

Read more>>
January 27, 2019May 26, 2019

The Southwest Border(s) – Some Background to Inform the Debate

General Business, Risk, and Life by admin0 comments

To understand the current broo-haha about “The Wall”, you need to understand two things. First, a bit about the Mexico […]

Read more>>
January 17, 2019May 26, 2019

Here is Cannabis, Where is Congress? Without Laws, Regulations, and Clear Guidance, the Financial Sector Is Rightfully Reluctant to Bank Cannabis Businesses

Cannabis/Marijuana by admin0 comments

On September 12, 2018 I posted an article titled “Cannabis, Congress, and Courage – Why Banks are not Banking Marijuana […]

Read more>>
January 17, 2019May 26, 2019

The National Hockey League is considering a major rule change for the 2019-2020 season – one player from each team will be required to call penalties on his own team!

AML Regulations and Enforcement Actions by admin0 comments

The size of an NHL ice surface – 200 feet by 85 feet – hasn’t changed in 100 years.  Yet […]

Read more>>
January 14, 2019May 26, 2019

Managing Through Change – How to Survive and Succeed

General Business, Risk, and Life by admin0 comments

“If you don’t like change, you’re going to like irrelevance even less.” – General Eric Shinseki “New ideas pass through […]

Read more>>
January 11, 2019May 26, 2019

Managing Meetings – How to Increase Your Effective Staffing Level by 25% … Without Adding Any Staff!

General Business, Risk, and Life by admin0 comments

How many of us dread those needless conference calls where the first ten minutes are spent re-capping what was just […]

Read more>>
January 10, 2019May 26, 2019

California Chaos – Not Only do California’s Cannabis Regulations Make Banking Cannabis Businesses Almost Impossible, They Squandered a Perfect Opportunity to Embrace Regulatory Innovation

Cannabis/Marijuana by admin0 comments

There is a big push in the FinTech/RegTech (SupTech) space to digitize regulations. One of the biggest hurdles to doing […]

Read more>>
January 7, 2019November 12, 2021

2018 National Money Laundering Risk Assessment – AML 2018 Looks Very Similar to AML 2015

AML Regulations and Enforcement Actions by admin0 comments

On December 20th the Treasury Department released its National Illicit Finance Strategy (something required under the Countering America’s Adversaries Through […]

Read more>>
January 3, 2019December 13, 2019

CRA-like Evaluations for Banks’ BSA/AML Programs? Let’s Give Banks Some Credit for Building and Maintaining an Outstanding BSA Program!

AML Regulations and Enforcement Actions by admin0 comments

The only time the public (and Congress) hears about a bank’s BSA program is when the program has failed and […]

Read more>>

Recent Posts

  • BSA, Bittner, and FBARs: the United States Supreme Court will soon decide, but does it have ALL the facts it needs?
  • $73 billion penalty? Or $18.25 million penalty? Or $118.25 million?
  • Can Cryptocurrencies be Physically Transported? U.S. Law Says “Yes” … But How Will US Regulations Implement that Law?
  • Richards Comments on FinCEN’s Request For Information on Reforming the BSA/AML Regime
  • Beneficial Ownership Information Reporting Requirements – Richards Comments on FinCEN’s Proposed Rule

Archives

  • July 2022
  • June 2022
  • March 2022
  • February 2022
  • November 2021
  • July 2021
  • March 2021
  • January 2021
  • December 2020
  • November 2020
  • October 2020
  • August 2020
  • July 2020
  • June 2020
  • May 2020
  • April 2020
  • March 2020
  • February 2020
  • January 2020
  • November 2019
  • October 2019
  • September 2019
  • August 2019
  • July 2019
  • June 2019
  • May 2019
  • April 2019
  • March 2019
  • February 2019
  • January 2019
  • December 2018
  • November 2018
  • September 2018
  • August 2018
  • July 2018
  • June 2018
  • May 2018
  • April 2018

Categories

  • AML Regulations and Enforcement Actions
  • Beauty
  • Beneficial Ownership & Customer Due Diligence
  • Cannabis/Marijuana
  • Crypto & Blockchain
  • FinTech, Financial Crimes, and Risk Management
  • General Business, Risk, and Life
  • Money Laundering & Terrorist Financing – General
  • RegTech

Meta

  • Log in
  • Entries feed
  • Comments feed
  • WordPress.org
© Copyright 2021 RegTech Consulting | Powered by TenayaWP