RegTech Consulting

BSA Officer Coaching, Crisis Management, FinTech Due Diligence, Compliance for Marijuana Operations, and more! 


Running an effective anti-money laundering program involves balancing the needs and desires of all your stakeholders – senior management intent on growing the business, your customers, auditors, directors, shareholders, regulators, prosecutors, community activists, politicians, the media.

Jim Richards

Developing the next generation of Anti-Money Laundering and Financial Crimes professionals, technologies, and programs.

After 30+ years as an attorney, prosecutor, and BSA Officer, it was time to take that experience and help others. Whether you’re a BSA/AML Officer looking to take your career to the next level, or you’re a small, local bank or a multinational financial institution, a marijuana/cannabis business, a FinTech start-up, a law firm looking for hands-on BSA experience, or a venture capital firm looking to assess any of these, talk to us today about how we can build, support and enhance your financial crimes career and program.

“In the 21 years that Jim Richards has served as a top executive and thought leader in AML, financial crimes, and sanctions compliance, he has distinguished himself as an innovative, industrious, and respected leader in the field. His name is synonymous with effectiveness and leadership.” 

Charles A. Intriago, Founder, Association of Certified Anti-Money Laundering Specialists (ACAMS)

The RTC Journal

RTC Journal


/ month