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Month: October 2019

October 31, 2019

Hemp’s “Key Participants” ≠ Banking’s “Beneficial Owners” … Pick One!

Cannabis/Marijuana by admin0 comments

On October 31st the US Department of Agriculture published proposed regulations (technically, an interim final rule with request for comments) […]

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October 28, 2019October 28, 2019

The Current BSA/AML Regime is a Classic Fixer-Upper … and Here’s Seven Things to Fix

FinTech, Financial Crimes, and Risk Management by admin0 comments

There is a lot of media attention around the need for a new way to tackle financial crimes risk management. […]

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October 9, 2019October 9, 2019

Cannabis Banking Legislation – Will the SAFE Banking Act Actually Result in More Banks Providing Financial Services to Marijuana Related Businesses?

Cannabis/Marijuana by admin0 comments

In the last two years, the percentage of banks actively banking (federally illegal and unregulated) marijuana related businesses (MRBs) has […]

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October 1, 2019

Cryptocurrencies – A New Crypto Rating Council Tries to Handicap the Likelihood a Cryptocurrency is a Security

Crypto & Blockchain by admin0 comments

Crypto Rating Council A group of crypto financial services firms and exchanges have formed the Crypto Rating Council, or CRC […]

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Recent Posts

  • Corporate Transparency Act: Shell Companies, Shelf Companies, and Front Companies (and SPACs)
  • Capital One’s $390,000,000 BSA/AML Penalty – Are We Asking the Right Questions?
  • Measuring Illicit Financial Flows – Getting Closer to a True Estimate of Global Money Laundering
  • The Corporate Transparency Act of 2020 … The Good, The Bad, and the Ugly
  • 314(b) Information Sharing – a Valuable, but Underutilized Tool

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