Enter your email Address

Skip to content
RegTech Consulting, LLC
  • Home
  • About
    • Contact
  • Services
    • BSA Officer Coaching
    • Director Support
    • Crisis Management
    • Program Reviews
    • FinTech Due Diligence
    • Compliance for Marijuana Businesses
  • News
    • AML Regulations and Enforcement Actions
    • Beneficial Ownership & Customer Due Diligence
    • Cannabis/Marijuana
    • Crypto & Blockchain
    • FinTech, Financial Crimes, and Risk Management
    • General Business, Risk, and Life
    • Money Laundering & Terrorist Financing – General
  • RTC Journal
  • 0

Month: September 2018

September 18, 2018May 26, 2019

Swiss Regulator FINMA criticizes Societe General’s lack of an EVOC – Enterprise View of the Customer

AML Regulations and Enforcement Actions by Jim Richards0 comments

https://www.finma.ch/en/news/2018/09/20180917-mm-gwg-cs/ Not being able to impose monetary penalties, Swiss financial supervisor FINMA concluded two enforcement procedures against Credit Suisse AG. […]

Read more>>
September 12, 2018May 26, 2019

Cannabis, Congress, and Courage – Why Banks are not Banking Marijuana Related Businesses

Cannabis/Marijuana by Jim Richards0 comments

In January 2018, Attorney General Sessions “revoked Obama-era guidance that had effectuated a hands-off approach to state-legalized cannabis businesses.” This […]

Read more>>
September 11, 2018May 26, 2019

Veterans Medical Marijuana Safe Harbor Act introduced in U.S. Senate – September 5, 2018

Cannabis/Marijuana by Jim Richards0 comments

Democratic Senators Bill Nelson (Florida) and Brian Schatz (Hawaii) have introduced S3409 – the Veterans Medical Marijuana Safe Harbor Act. […]

Read more>>
September 7, 2018February 2, 2023

UNODC Report 2011 – The Estimate for Global Money Laundering

Money Laundering & Terrorist Financing - General by Jim Richards0 comments

Many recent reports refer to the total amount of money laundering in the world, with wild and often unsupported estimates. […]

Read more>>
Nulla non leo pellentesque, feugiat
September 6, 2018

Nulla non leo pellentesque, feugiat

Beauty by Jim Richards0 comments

About Running an effective anti-money laundering program involves balancing the needs and desires of all your stakeholders – senior management […]

Read more>>
Quisque pharetra ipsum vitae suscipit auctor
September 6, 2018

Quisque pharetra ipsum vitae suscipit auctor

Beauty by Jim Richards0 comments

About Running an effective anti-money laundering program involves balancing the needs and desires of all your stakeholders – senior management […]

Read more>>
September 6, 2018May 26, 2019

Bloomberg: “Crypto World Rocked After Long-Time Advocate Backpedals … Exchange cites need to navigate the regulatory environment”

Crypto & Blockchain by Jim Richards0 comments

https://www.bloomberg.com/news/articles/2018-09-05/crypto-world-rocked-after-long-time-advocate-voorhees-backpedals The article offers an interesting look at crypto’s version of what the highly regulated (and supervised) mainstream financial industry […]

Read more>>
September 4, 2018May 26, 2019

ING pays record EUR 775,000,000 fine to Dutch Public Prosecution Service for multiple AML failures

AML Regulations and Enforcement Actions by Jim Richards0 comments

Dutch prosecutors hammered ING Group for 7+ years of abject AML failures … missing and incomplete customer due diligence files, […]

Read more>>

Recent Posts

  • Richards Comments on Proposed Beneficial Ownership Access Rule – December 2022
  • BSA, Bittner, and FBARs – Forty Questions from The Supremes
  • Beneficial Ownership Database – Now That We Know What Goes In, Let’s Turn to What Will Come Out
  • Beneficial Ownership Information Reporting – Will it Reduce Financial Crimes?
  • BSA/AML Policies and Procedures – What Can We Learn From Mary Berra and the Founding Fathers?

Archives

  • December 2022
  • November 2022
  • October 2022
  • September 2022
  • August 2022
  • July 2022
  • June 2022
  • March 2022
  • February 2022
  • November 2021
  • July 2021
  • March 2021
  • January 2021
  • December 2020
  • November 2020
  • October 2020
  • August 2020
  • July 2020
  • June 2020
  • May 2020
  • April 2020
  • March 2020
  • February 2020
  • January 2020
  • November 2019
  • October 2019
  • September 2019
  • August 2019
  • July 2019
  • June 2019
  • May 2019
  • April 2019
  • March 2019
  • February 2019
  • January 2019
  • December 2018
  • November 2018
  • September 2018
  • August 2018
  • July 2018
  • June 2018
  • May 2018
  • April 2018

Categories

  • AML Regulations and Enforcement Actions
  • Beauty
  • Beneficial Ownership & Customer Due Diligence
  • Cannabis/Marijuana
  • Crypto & Blockchain
  • FinTech, Financial Crimes, and Risk Management
  • General Business, Risk, and Life
  • Money Laundering & Terrorist Financing – General
  • RegTech

Meta

  • Log in
  • Entries feed
  • Comments feed
  • WordPress.org
© Copyright 2023 RegTech Consulting | Powered by Tenaya360