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Month: April 2018

April 24, 2018May 26, 2019

Public/Private Sector Partnership in Combating Financial Crime: The More Things Change, The More They Stay The Same

General Business, Risk, and Life by Jim Richards0 comments

“Operationalizing the provisions of the Bank Secrecy Act and USA PATRIOT Act has been and continues to be a complex […]

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April 13, 2018May 26, 2019

Beneficial Ownership is less than a month away

Beneficial Ownership & Customer Due Diligence by Jim Richards0 comments

I’m predicting some chaos, lots of gnashing of teeth and wringing of hands, Media and Social Media !WTF?! and Congressional !Calls to […]

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April 10, 2018September 24, 2018

Update on Backpage.com seizure and indictment

RegTech by Jim Richards0 comments

The Department of Justice has posted the Backpage.com indictment (https://www.justice.gov/file/1050276/download), a 93-count indictment against the seven individuals who ran Backpage.com […]

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April 6, 2018September 24, 2018

Backpage.com has been seized!

RegTech by Jim Richards0 comments

Following on the Senate Permanent Subcommittee on Investigation’s January 2017 report titled “Backpage.com’s Knowing Facilitation of Online Sex Trafficking”, it […]

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April 4, 2018May 26, 2019

FinCEN publishes FAQs on the new Customer Due Diligence/Beneficial Ownership Rule

Beneficial Ownership & Customer Due Diligence by Jim Richards0 comments

FinCEN published the long-awaited, and much-anticipated, FAQs on the new customer due diligence/beneficial ownership rule, which comes into effect on […]

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April 3, 2018May 26, 2019

Ninth Circuit rules that the FFIEC BSA/AML Examination Manual has the force of regulation!

AML Regulations and Enforcement Actions by Jim Richards0 comments

Upsetting the long-held belief that legislation is clarified by regulations that are clarified and explained by written guidance and modified […]

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Recent Posts

  • Richards Comments on Proposed Beneficial Ownership Access Rule – December 2022
  • BSA, Bittner, and FBARs – Forty Questions from The Supremes
  • Beneficial Ownership Database – Now That We Know What Goes In, Let’s Turn to What Will Come Out
  • Beneficial Ownership Information Reporting – Will it Reduce Financial Crimes?
  • BSA/AML Policies and Procedures – What Can We Learn From Mary Berra and the Founding Fathers?

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